Rules for Principles and Principles for Rules: Making Sense of Financial Regulation

The annual Robert Glauber Lecture with U.S. Commodity Futures Trading Commission Chairman and CEO, Heath Tarbert on financial regulation.

Heath Tarbert
Chairman and Chief Executive, U.S. Commodity Futures Trading Commission

Robert Glauber (Moderator)
Adjunct Lecturer, Harvard Kennedy School of Government
Chairman of the Board, Northeast Bancorp

This lecture is made possible with the generous support of Financial Industry Regulatory Authority (FINRA), formerly known as the National Association of Securities Dealers (NASD).